Compliance

Stay compliant, stay in control.

License tracking, audit logs, requirements monitoring, role-based access control, and enterprise security — everything compliance-heavy insurance organizations need.

Compliance Dashboard

Every agent scored red, yellow, or green based on license and requirement status. Summary cards show totals at a glance — overdue requirements, expired licenses, at-risk agents, and your overall compliance rate.

1,247

23 overdue

Requirements

892

7 expired

Licenses

4

agents

At Risk

94%

rate

Compliance

Robert ChenTX license expired, 3 overdue reqs
Emily DavisFL license expiring in 45 days
James Wilson1 requirement pending review
Sarah MitchellAll clear — fully compliant

License Management

Every agent license across every state. Filter by state, status, or expiring soon. Summary cards show total, expiring within 90 days, expired, and unique states. Expired rows highlighted in red for immediate visibility.

892

Total

12

Expiring

3

Expired

28

States

AgentStateLicense #ExpiresStatus
Sarah MitchellFLFL-A123456Aug 2026active
Robert ChenTXTX-B789012Jun 2026expiring
Emily DavisCACA-C345678Mar 2026expired
Mike TorresNYNY-D567890Dec 2026active

Audit Log

Complete activity trail: who viewed what, when, from where. Filter by user, action type, entity, or date range. Required for compliance-heavy insurance organizations. Every action is timestamped and categorized.

TimeUserActionEntityDetail
2 min agosarah@acme.compage_viewDashboard/dashboard
5 min agomike@acme.comentity_viewAgent: J. Wilson/agents/jw-201
12 min agosarah@acme.comexportPolicies CSV1,842 rows
1 hr agoadmin@acme.comai_chatRevenue query3 tools used
2 hr agomike@acme.comsearchsarah mi4 results

Notification Center

Auto-generated alerts when contracts expire, licenses lapse, policies get stuck, or agent scores drop. Bell icon in the topbar with a real-time dropdown — click any notification to jump directly to the issue.

Notifications5
Mark all read

Contract expiring in 14 days

Prudential — Sarah Mitchell

2h ago

FL license expiring in 30 days

Robert Chen

5h ago

Agent score dropped below 40

Emily Davis — Critical

1d ago

3 requirements overdue

Robert Chen — TX compliance

1d ago

New finding: pipeline stall

12 policies stuck > 60 days

2d ago

Requirements Tracking

Track every agent requirement across your organization: CE credits, background checks, carrier appointments, E&O insurance. Status breakdown shows complete, pending, and overdue counts with progress bars.

1,089

Complete (87%)

135

Pending (11%)

23

Overdue (2%)

CE Credits
9251
Background Check
9820
Carrier Appt
8484
E&O Insurance
8972

Security & Encryption

Enterprise-grade security at every layer: TLS 1.3 encryption in transit, AES-256 at rest, row-level security on every database table, Sentry error monitoring with session replay, and Zod validation on all inputs.

Encryption in Transit

TLS 1.3 on all connections

Encryption at Rest

AES-256 on all stored data

Row-Level Security

RLS on every Supabase table

Input Validation

Zod schemas on all mutations

Error Monitoring

Sentry + Session Replay

Rate Limiting

API throttling + abuse prevention

Role-Based Access Control

Each role sees exactly what they need. Agents see their own book. Supervisors see their downline. MGAs see the full organization. Sidebar, data access, and page visibility all adapt to the user's role.

Agent

My Dashboard

My Policies

My Contracts

AI Chat

Meeting Prep

8 pages

Supervisor

+ Team Hierarchy

+ Scoreboard

+ Rev Intelligence

+ Reports

+ Anomaly Alerts

16 pages

MGA / Admin

+ Book of Business

+ Compliance Dash

+ License Mgmt

+ Full Analytics

+ Studio + Audit

All pages

CSV Export

Download any table as a CSV spreadsheet — agents, policies, contracts, carriers, licenses, requirements. One click, full dataset, scoped to your organization's data. Perfect for auditors and compliance teams.

Export Agents

387 records · Name, Code, NPN, Status, Email, Phone, Score

CSV
Policies1,842 records
Contracts487 records
Licenses892 records
Requirements1,247 records
Carriers24 records
Products156 records

Compliance confidence, built in.

License tracking, audit trails, and role-based access — all automated from your Smart Office data.

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